New York’s new SHIELD Act:
Adds additional information types that may trigger a breach notification.
Requires notification upon unauthorized access to (not just acquisition of) protected information.
Cybersecurity is still the biggest compliance threat to RIAs.
An overwhelming percentage of RIAs — 83% — surveyed by the
Read MoreIt’s an email every financial advisor should expect to receive at least once.
Read MoreFor the sixth year in a row, cybersecurity remains the biggest compliance concern at registered investment adviser firms, with 83 percent calling it the “hottest” compliance topic and more than 70 percent
Read MoreLongtime compliance chief Beth Haddock talks to ThinkAdvisor about cybersecurity, Reg BI and making compliance training less boring.
Beth Haddock
Read MorePolicies are designed to help companies survive major cyberattacks. But knowing exactly what’s covered can be tricky.
The idea of cybersecurity insurance seems,
Read MoreFirms must perform due diligence on prospective providers
Redtail Technology's recent data leak is a reminder of the weighty responsibilities financial
Read MoreAt the New York Junior League’s “Technology Talk: Data Security in the Nonprofit Environment,” Lena Licata, a director in EisnerAmper's Process, Risk, and Technology Solutions (PRTS) and Rhina Brito,
Read MoreWASHINGTON, D.C. (May 21, 2019) – In a significant step toward enhancing the cybersecurity and privacy practices of state-registered investment advisers, the North American Securities
Read MoreState securities regulators released a model cybersecurity rule package Tuesday, offering a regulatory framework that states can adopt to bolster protection of client data.
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